Randy Young served as McCulloch County Judge for twenty years and then served as the Deputy Director of the Texas Department of Rural Affairs before coming to Team Financial Planning. Though he holds a Series 65 certification, Mr. Young primarily serves as the Compliance Administrator for Team Financial Strategies.
What drew you to work for Team Financial Strategies?
My years in government and the legal system gave me the experience to insure that all the required compliance issues of Team Financial Strategies are correct and up-to-date.
Who do you work with?
Most of the interactions of a Compliance Administrator is within the firm and with contractors or regulators of the firm’s business, but I enjoy tackling special projects and working with firm clients to be sure that their needs and expectations for service are being met completely.
Give an example of how you help clients.
Compliance is an important function of any firm, and having me administer those duties insures that we stay up to date while the planners who are working directly with our customers can devote all of their attention to the goals and plans of the clients.